Posted By
Posted in
Banking & Finance
Job Code
1288877
Vice President - Inspection and Audit
Qualifications - preferably CFA / CA / CS / Post Graduate. Other qualification with relevant experience
Experience - 15 - 20 years of relevant experience preferably from MIIs (Exchanges, Clearing Corporations, Depositories), large Financial Services (Broking, Banks etc) having handling Inspection and Audit, Regulatory compliances
Job Responsibilities:
Selection of Members for Inspection:
- Timely Completion of all on-site Inspections as per selection list
- Completion of post inspection cases
- Compliance with Regulatory requirements
- Improving engagement at internal stakeholder level
- Carrying out Member's training
- Ensuring Employee training and development Managing of team
- Interacting with Regulator and prompt response to their queries
- Managing System Development for various requirements including Enhanced Supervision and Inspection related applications.
Knowledge - In-depth knowledge of the functioning of the Exchanges and various Regulatory & compliance requirements
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Posted By
Posted in
Banking & Finance
Job Code
1288877