Manager - Trustee & Depository - Portfolio Compliance Controller

Trustee and Depository- Portfolio Compliance Controller

Exp - 6+ yrs Post CFA/FRM

FRM/CFA at least level II is mandate

Profile

Experience in Investor Accounting / Portfolio Analysis

MBA Finance from Tier 1 or 2 B-schools /CA/CS/ICWA.

Any progress towards CFA highly preferred.

Primary Location: Asia / Asia PAC-India-Tamil Nadu

Job Function: Trustee Clients Mgmt

Areas of experience: Asset Management

Managerial Responsibilities: No

Missions

Applying statistical analysis to control irregularities in NAV trend. Identifying right statistical method to be applied to control NAV and monitoring it.

Ensuring quality of market data, fund inventory and necessary inputs required calculation of risk ratios.

Reviews rules setup by other analysts & acts as a control point toward achieving that the rule is working as per requirement.

Ensure the setup of rules are in line with regulatory requirements including the UCITS, AIFM, ESMA, MIFID and AMF laws.

Able to interpret regulatory changes if any and accordingly provide functional input to make necessary changes to any existing rules.

Act as a change agent and provide technical expertise to key projects/initiatives in the compliance reporting function.

Providing innovative solutions to regulatory requirements (including coding the Compliance reporting application) in sync with optimization of the rule library in place. Maintaining existing fund "rules" within the system and tailoring available solutions to the changing needs in a timely manner.