Manager - SOX - BFSI

Required skills :

- 6 years- experience in internal controls and / or financial statement audit (or equivalent). Big 4 / financial services industry experience preferred

- Chartered Accountant or CPA designation / Master's degree or equivalent in Accounting and/or Finance

- Experience with evaluation of control design and operating effectiveness

- Experience with US Regulatory Reporting and financial product level source documents (e.g. loan and securities documents) will be an added advantage

- Self-motivated, operates with a sense of urgency and strong attention to detail

- Ability to communicate in a clear and concise manner

Responsibilities :

- Execute/ review of transaction testing on US Regulatory Reports

- Execute the overall SOX process including financial statement risk assessment, scoping, process and control identification, documentation, testing as well as deficiency assessment and reporting

- Assist in enhancing deficiency management framework, including completeness and timeliness of enterprise-wide SOX issue identification and assessment

- Assist in strengthening enterprise-wide compliance program with SOX requirements surrounding third party vendors

- Identify and execute process improvement opportunities and track them to closure

- Assist in enhancing SOX training and create streamlined executive level modules. Train new or existing process and control owners on SOX compliance processes