Internal Audit / Risk Management Leaders with 8-12 years of experience, post CA Qualification may apply KEY RESPONSIBILITY AREAS: The incumbent will primarily be in charge of the following: - Lead a team of internal auditors for the complete lifecycle of internal audit activities at the firm - Work across a wide variety of areas as per the risk taxonomy adopted by the firm such as Employment, Business Conduct, Client Suitability, Vendor / Third Party Risk, Procurement / Sourcing, Supervision, Corporate & Legal Entity Governance, and Information Technology & Cyber - Conduct efficient and effective risk assessment of the business and support functions of the firm to form a view of the applicable audit universe - Based on the audit universe, prepare an annual internal audit plan and work with the Chief Risk, Audit and Compliance Officer (CRACO) and the Executive Committee for its approval and implementation - Provide leadership, mentoring and support, and if needed provide hands-on contribution, to all stages of the lifecycle of internal audit engagements throughout the firm and across the complete cross-section of the risk taxonomy. Support across lifecycle stages would include, but not be limited to, planning, testing (design adequacy and operating effectiveness), reporting, observation / issue management - Provide supervision and governance for all internal audit matters, including aspects such as review of work papers, preparation and closure of audit files, definition and enhancement of data analytics tools and workflows, etc - Demonstrate leadership in managing working relationships with senior stakeholders for aspects such as risk assessment, observation and recommendation discussion, observation management, etc - Work with the CRACO for strengthening the integrated risk, audit and compliance framework at the firm, participate in a number of firmwide and/or RAC division-wide governance activities such as managing the RAC Committee agenda and reporting at the Executive Committee, liaison with clients, vendors and regulators (as needed), providing leadership to a variety of strategic transformation projects, etc EDUCATION AND PRIOR EXPERIENCE - CA with 8+ years of relevant full-time work experience in Risk Management and Internal Audit - Having a CS and prior experience in the BFSI sector (in a corporate setting) and/or Professional Services Firm (in advisory and/or assurance) will be an added advantage - Experience in managing diverse & geographically distributed teams in a hybrid working model - Deep experience in leading risk assessment and internal audits across a number of areas of the risk taxonomy such as Employment, Business Conduct, Client Suitability, Vendor / Third Party Risk, Procurement / Sourcing, Supervision, Corporate & Legal Entity Governance, and Information Technology & Cyber - Demonstrated leadership in managing the momentum and remit of strategic transformation projects across people, processes, products (technology) and partners (vendors), and managing Board-level risk management and internal audit governance activities, etc - Demonstrated sense of innovation and high degree of data literacy, enabling the use of modern automated techniques for risk management and internal audit COMPETENCIES: - Excellent leadership and team management skills - Deep experience in risk management and internal audit across the whole lifecycle of engagements and across a wide cross-section of the risk taxonomy - Excellent analytical skills, with demonstrable and relevant experience in: - Detailed knowledge of Microsoft Office 365 Cloud-based applications; and, - Basic to moderate levels of data analytics, either back end (data acquisition, sanitisation, staging, etc) or front end (data reports, dashboards, dynamic queries, etc) through MS Excel and MS SharePoint (formulae, macros, VBA) and/or other proprietary or free DA/DE tools - Well-honed interpersonal skills - Ability for multi-tasking and switching focus based on priority and demand - Attention to detail as well as the ability to appreciate the larger picture - Excellent written and oral communication

Mumbai

Manager/Senior Manager - Internal Audit - CA 

Job Description for Manager/Senior Manager - Internal Audit - CA  in LeanFlo Inc. in  Mumbai for (8-12) years of experience. Apply Now!