Manager/Senior Manager - Company Secretary & Compliance Officer - BFS

Role : Manager/Sr. Manager - Company Secretary & Compliance Officer

Qualification : CS

Experience : 7-8 years

Job Description :

- Responsible for compliance with internal guidelines as well regulations applicable to business including regulatory reportings, regulatory audits and inspections, training and awareness, providing proactive and expert compliance advisory service

- Assist management in identifying and assessing the compliance risks associated with the business activities, proposed activities and client relationships

- Development as well as assessment of adequacy of policies and procedures and other documents governing business activities to ensure compliance with applicable business regulations

- Promptly alert senior management for significant compliance issues as well as periodically report to senior management on the effectiveness of the Company's compliance program

- Keep abreast of regulatory developments or other matters affecting the business activities, systems and controls and Communicate changes to policies, procedures and regulatory requirements and oversee implementation thereof

- Partnering, as appropriate, with business and support groups to manage relationships with regulators and assist with the Company's response to regulatory investigations

Skills :

- The incumbent is expected to have good knowledge and experience in RBI Guidelines. (Preferred from NBFC sector)

- Interacting with RBI Officials, hands on with all the statutory and regulatory requirements

- Partnering with stakeholders, promote & manage the culture and practice of Compliance within regulatory requirements and as laid down by Company policies.

- Experience of dealing with executives of all levels including the capacity to articulate the case of regulatory compliances in the language of business.

- Excellent communication and inter-personal skills, Eye for detail and Ability to manage ambiguity and analyze to provide clear guidance