Manager/Senior Manager/AVP - Internal Audit & Quality Assurance - Investment Bank - CA

Client : Investment Banking

Work Location: Bangalore

Positions : Manager / Senior Manager / AVP

JD: Internal Audit with Quality Assurance

Qualification - CA

Main Responsibilities :

Quality Assurance and Improvement

- Responsible for the ongoing development of a Quality Assurance and Improvement Program (QAIP) as defined by IIA Professional Practice Standards.

- Develop and maintain internal audit procedures in-line with DCPE standards.

- Conduct Quality Assurance reviews on audit mission execution and recommendation follow-up.

- Establish QA reporting and metrics to help the Regional and Local Head of Audit monitor quality and performance in relation to audit mission execution.

- Promote best practice and communicate quality expectations to the team.

- Provide technical assistance to audit staff regarding the application of audit methodology.

- Document and maintain QAIP procedures, and ensure QA workpapers are documented to support QA activity and results.

- Monitor the implementation of action plans to confirm deficiencies are addressed.

- Provide audit methodology training and coaching to new staff and contribute, as needed, to the development of DCPE training materials and audit methodology.

- Contribute to DCPE's QA community and share best practices on QAIP with other regional QA managers.

Technical Skills :

- Able to perform QA reviews with sufficient autonomy, organization and responsiveness to conduct assignments efficiently.

- Strong understanding of the audit process and methodology - rigorous and reliable in the audit approach.

- Good understanding of investment banking as well as support functions.

- Strong analytic and synthesis skills.

- Good project management skills and efficient management of time.

- Able to manage priorities, deadlines and budget constraints.

- Coaching skills - Able to manage and coordinate efficiently a team of auditors with different levels of experience and differing backgrounds. Able to articulate clearly the audit's objectives, timeframes and priorities. Coordinates tasks and supports members of the team.

- Good knowledge of standard IT tools such as MS Office suite.

- Compliant with confidentiality requirements.

- Thorough accounting knowledge.

- Good writing and presentation skills.