Manager - Risk & Compliance

- Develop and oversee control systems to prevent or deal with violations of regulatory measures and internal policies.

- Draft, modify and implement company policies and procedures.

- Evaluate the efficiency of controls and seek to improve them continuously

- Revise procedures, reports etc. periodically to identify instances of inadequacy or non-conformity

- Respond to queries providing guidance and advice on matters relating to Risk & Compliance for new and existing clients/investors across all levels, client service teams and directly with the client/investors

- Collaborate with stakeholders to monitor enforcement of standards and regulations

- Review the work of colleagues when necessary to ensure compliance and provide advice or training

- Keep abreast of regulatory developments in the jurisdictions where we operate as well as evolving best practices in governance, ongoing monitoring, compliance and control

- Prepare reports for senior management and external regulatory bodies as appropriate

- Maintain the risk management program that identifies and evaluates potential risks and their potential impact on the company

- Maintain and monitor the internal control system to ensure compliance with company policies, procedures, and applicable regulatory measures

- Collaborate with other departments to support implementation of risk mitigation strategies, controls, and procedures to minimize identified risks

- Compile, populate and circulate relevant risk and compliance client onboarding documents for review by the Client Onboarding Committee

- Support the maintenance of risk assessments, governance evaluations and compliance audits to identify potential areas of non-compliance, in accordance with relevant standards, laws and regulations

- Ensure adequate and timely reporting, escalation and remediation of deficiencies

- Work with the wider Risk, Compliance and Operations teams within Artex globally, in developing and implementing new global and local Risk tools and processes and provide risk support to the same

- Provide support with external and internal auditors, regulators, and other stakeholders with respect to addressing risk and compliance matters for multiple jurisdictions

- Monitor Client Risk Profiles, processing and resetting next review dates, and maintain company Client Risk Matrices.

- Develop, maintain and oversee a calendar of compliance and risk reporting, Board and Committee meetings, and client commitments as applicable to develop a strong risk culture