Manager - Regulatory Compliance - FinTech

Client - Fintech company into digital loan.

- RBI Compliance & Audit

- Prior experience with NBFC in compliance and audit role

- Conversant with latest RBI guidelines applicable to NBFC and digital lending.

- Evaluate information security and associated risk exposures and frame SOPs

- Evaluate regulatory compliance program and draft policies in accordance to the guidelines.

- Develop risk- based audit & compliance plan to monitor the key risks and conduct independent reviews to monitor critical risk areas.

- Independently investigating and designing remedial measures on matters related to compliance to corporate policies, ethics, client contracts and regulatory matters.

- Improve the efficiency and effectiveness of operations within the department through leaner and more efficient compliance strategy.