Manager - Regulatory Compliance - Finance Services

We are looking Regulatory Compliance Manager for Finance Co

Role and Responsibilities :

- Dissemination of new guidelines and relevant actionable to relevant stakeholder, as and when issued and ensure implementation of same within organization

- Review of various documents including policies, process notes, forms, customer communications, credit proposals etc. to ensure that they are in compliance with applicable regulatory norms and closure with relevant stakeholders

- Compliance monitoring through various tools

- Preparation of MIS, reports for senior management reporting

- Preparation and/or review at regular frequency of policies, process documents etc. of compliance group and take actions till last mile of approval and implementation

- Handling inspections and related matters, coordination with other groups for various inspection requirements till end - ensuring completion of actionables

- Dealing with regulatory authorities

- Handling regulatory communications, requirements in coordination with relevant stakeholders

- Undertake activities for compliance awareness within organisation/ among employees including conducting various forms of trainings

- Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control

- Evaluating the efficiency of controls and improve them continuously

- Collaborate with various departments within organisation to monitor enforcement of standards and regulations

- Assess the business's future ventures to identify possible compliance risks

- Activities related to SOAX, AML