Manager - Regulatory Compliance - Big4/Legal/FinTech/Consulting Firm - CS/LLB

Exciting Opportunity: Join One of the Big 4s as a Manager - Regulatory Compliance.

Location: Mumbai.

Experience: 5-8 years (Post-qualification).

Qualification: Company Secretary or LLB.

Responsibilities:

- Evaluating and analyzing the regulations applicable to financial services players (being banks, non-banking finance companies, etc.) and assist with various applications, filings and compliances.

- Regulatory advisory for various FS business including fintechs, regulatory entities analysing various RBI/ SEBI circulars and notifications and their implications on businesses.

- Assist with due diligence for financial service players and assist with operationalisation (policies/ processes, etc).

- Formulate a Compliance Calendar/ Compliance Check Tool and assist with monitoring the same.

- Interactions with the RBI / SEBI.

Qualifications:

- Company Secretary or LLB with 5+ years of experience in Financial Services Regulatory space Worked in the regulatory function/ department in the FS space or worked in the regulatory function at a consulting/ legal firm.