Manager - Investment Compliance

Co Name: Leading MNC

Designation: Manager

Job Location :Pune/Gurgaon/Bangalore

Exp: 6-12 years

Requirement: Looking for folks with exp in investment compliance - Aladdin rule coding/Monitoring

Responsibilities :

- Investment compliance team is responsible for implementing controls and processes which will ensure that all investments in various portfolios are adhering to regulatory as well as client issued guidelines

- The incumbent will primarily be responsible for reading investment management agreements and extracting, analyzing, coding of client, regulatory and internal investment guidelines on various compliance systems like Sentinel, Aladdin, AIM etc.

- The incumbent will also be responsible for performing daily review of post trade incidents, researching any potential breach during trading, liaising with onshore analysts and portfolio management teams to ensure portfolios are complying to all guidelines

- Associate of the investment compliance team will be an expert in the process and should be able to perform the task with minimal support of senior team members

- The incumbent should be able to handle queries of the junior team members and share best practices with them and help them come up the learning curve faster

Professionals in this role will:

- Be required to have strong understanding of investment instruments like equities, debt, mortgages, derivatives etc.

- Have sound understanding of different trading strategies

- Have thorough understanding of the client's IT architecture, data flows and organizational structure and should be able to navigate through the system to find answers & resolve queries

- Have frequent interactions with business groups including Portfolio Management, Trading , Legal and Risk