Manager - Institutional Securities/Trade Operations - Banking

- On boarding new clients and setting up the accounts in Back office OS and in trading terminals.

- Trade processing: Equity & Equity Derivatives

- Placing & release of collaterals at the exchange.

- Monitor real time positions limits & margins.

- Ensure timely give-up of tradesby clearing member of clients.

- Sending trade confirmation files: EODs/STPs/OMGEO

- Follow up with clients & custodians for trade confirmation, settlements & trades approval.

- Exchange reporting: UCC, CLD, CP code, OTR, 6A7A, bulk & block trades.

- Sending MIS reports: as per requirement

- Reconciliation: Brokerage, Bank, Client's & General Ledgers.

- Corporate Action: RIC/ Bloomberg /ISIN/ Sedol/ Cusip/Scrip name changes and addition.

- Tracking Circulars: NSE, BSE, SEBI.

- Pay in & Pay out of funds& securities.

- Monthly payment: Transaction charges, SEBI Fees. Exchange dues, GST, Stamp Duty& vendors payments.

- Monthly FNO invoices send to all clients who have traded in derivative segment.

- Prepare Trail Balance for themonth. Verify all balances reflecting in the TB. Send to finance team.

- Interaction with auditors and solve their queries.

- BO System: Follow up with vendors to timely deliver all requirements & develop the system to minimize manual intervention.