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Arima

Director at Pplanet HR Services

Last Login: 24 October 2024

Job Views:  
181
Applications:  41
Recruiter Actions:  0

Job Code

794734

Manager - Institutional Securities Operations - Banking

5 - 8 Years.Mumbai
Posted 4 years ago
Posted 4 years ago

Role & Responsibilities :

- Service Institutional Investors with equity research ideas generated by the equity research team and facilitate Investors understanding of the market opportunities

- Experience in managing Mid Office, Back Office and Offering support to Dealing Desk, Sales Traders & Dealers- queries.

- Coordinating meet between research team with various kind of institutions and corporate

- Liaise between the clients and the company's specialist desks and cross-sell the company's full range of financial services and products

- Maintain records of clients and provide timely progress reports to management.

- Responsible for identifying customer needs and assessing their risk appetite

- Should have a broad knowledge of compliance for local & institutional clients including laws and regulations.

- Responsible of settlement of trades, etc. including interaction with the local custodians and Look after the timely dissemination of trade confirmation / electronic contract notes.

- Should be versed with Client account opening and should take care of the KYC requirements of Institutional Clients and update and resolve policy issues

- Strong written & verbal communication and troubleshooting client's queries related to Equity Markets/F&O on the operations and trade confirmation / settlements side

- Should assist in developing robust process and control environment that ensures all key control are completed in accordance with policies and on time

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Posted By

user_img

Arima

Director at Pplanet HR Services

Last Login: 24 October 2024

Job Views:  
181
Applications:  41
Recruiter Actions:  0

Job Code

794734

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