Manager - Employee Compliance - Investment Bank

Job Opportunity with Leading Investment Bank

Location : Mumbai

Designation : Manager

Roles & Responsibilities :

Must have experience in Employee Compliance

- Business Licensing & Registrations management

- Training & Policies Affirmations management of staffs

- Compliance risk assessment support and regional coordination

- Regulatory Reporting & Change Tracking

- Compliance Coordination and Reporting management

- Infrastructure Advisory Compliance support to region

- Assist in local & global Employee Compliance projects

- Ensuring proper governance and controls over processes

- Identify, facilitate and implement process improvement ideas to increase efficiency

- Should be able to analyse and interpret data for local management andstakeholders

- Prepare MIS reports as per set process KPI/KRIs- Assist regional process owners in ad-hoc requests