Job Views:  
144
Applications:  46
Recruiter Actions:  25

Posted in

Legal

Job Code

1429025

Manager - Compliance - FinTech/NBFC/BFSI/Legal - LLB/LLM

4 - 5 Years.Mumbai
Posted 4 months ago
Posted 4 months ago

Manager Compliance (Leading Fintech / NBFC)


Qualification and Experience :


- 4 - 5 years of relevant experience in Law Firm, Consulting Firm, Banks, NBFC and Lending space.

- Graduate / Post Graduate in Law from a reputed institute with a good academic record Possess relevant secretarial experience, preferably in with a lending company or in the NBFC/BFSI sector.

- Excellent knowledge of all the corporate laws including Companies Act, RBI compliance, etc.

What you will work on :

- Should be well-versed with the compliance guidelines and controls for all regulatory requirements including RBI related compliances, SEBI, Companies Act, etc.

- Should be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters.

- Liaison and deal with auditors and regulators from time to time.

- Should keep abreast with the latest regulatory changes/ requirements and adhere to such requirements.

- Prepare compliance reports for the Management.

The ideal candidate :

- Highly driven and motivated individual with the ability to get hands-on where required.

- Possess good interpersonal skills and maintain cordial relationships with internal and external stakeholders.

- Should be professionals of high ethical standards and work diligently to complete their duties, keeping in mind the objectives of the business.

- Excellent oral and written communication skills.

- Outstanding drafting skills and strong negotiation skills.

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Job Views:  
144
Applications:  46
Recruiter Actions:  25

Posted in

Legal

Job Code

1429025

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