Manager Compliance (Leading Fintech / NBFC)
Qualification and Experience :
- 4 - 5 years of relevant experience in Law Firm, Consulting Firm, Banks, NBFC and Lending space.- Graduate / Post Graduate in Law from a reputed institute with a good academic record Possess relevant secretarial experience, preferably in with a lending company or in the NBFC/BFSI sector.
- Excellent knowledge of all the corporate laws including Companies Act, RBI compliance, etc.What you will work on :- Should be well-versed with the compliance guidelines and controls for all regulatory requirements including RBI related compliances, SEBI, Companies Act, etc.- Should be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters.
- Liaison and deal with auditors and regulators from time to time.
- Should keep abreast with the latest regulatory changes/ requirements and adhere to such requirements.
- Prepare compliance reports for the Management.
The ideal candidate :- Highly driven and motivated individual with the ability to get hands-on where required.
- Possess good interpersonal skills and maintain cordial relationships with internal and external stakeholders.
- Should be professionals of high ethical standards and work diligently to complete their duties, keeping in mind the objectives of the business.
- Excellent oral and written communication skills.
- Outstanding drafting skills and strong negotiation skills.