Manager - Compliance - Financial Services

Opportunity for a Compliance Manager profile with a leading financial service based organization : Mumbai

- To ensure 100% compliance under all the applicable employment & labour laws and timely closure of compliance queries.

- Ensure 100% compliance in all the Branches, Regional / Zonal & Head offices

- Comply with the statutory provisions of employment laws and accordingly align the organization's policies and processes.

- Be vigilant on the latest amendment in labour & employment laws and ensure applicable compliance.

- Recommend changes in the compliance module as per the latest amendment.

- Identify the gap and provide effective training to Regional & Zonal Teams to enhance their capabilities and decision-making abilities with respect to Compliance.

- Support in the Sexual Harassment cases in accordance to applicable statutes.

- Adher to the labour legislations/principles of natural justice / SOP while dealing with the issues.

- Understand and analyze the legal notices, drafting appropriate responses and ensure timely closure of such notices.

- Recommend the process change in consultation with various stakeholders.

- Handle various Internal and external Audits wrt Compliance.