1. Regulatory body - Either SEBI/ RBI
2. Should hold more than 1 SEBI registration
- To monitor and disseminate the regulatory landscape, evaluate the implications and policy requirements/changes and ensure adherence to the same
- Support the monitoring of compliance with applicable policies and regulations.
- Provide transaction based advise to all the businesses of CRISIL
- Preparation of business dashboards, MIS, reports for the leadership as per the compliance framework
- To develop testing programs for implementation
- To review the breaches, incidents, complaints and conduct investigations
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