- Filing of returns &amp; reports with Regulators - Conducting due diligence (AML checks &amp; risk categorization) on the borrower, its beneficial owners, guarantors and other parties to the transaction - Drafting Policies - Compilation of compliance findings/ audit findings and follow up for audit observations closure - Tracking implementation progress of action plans of remediation actions/ process improvement/ potential issues in the processes. - Coordinating with the departments for the information pertaining to loan transactions - Maintaining records/ documents pertaining to correspondences with regulators - 6-8 Years of prior experience in Regulatory Compliances for NHB - Good understanding of AML/ KYC Regulations - Prior experience of handling onsite inspection (Regulatory &amp; Non Regulatory). - Prior experience on Regulatory communication &amp; compliance monitoring. - Review policies and process notes - Prepare checklist and FAQs for various business groups.

Mumbai

Manager - Compliance - BFSI 

Manager - Compliance - BFSI  ,Job Description for Manager - Compliance - BFSI  in Kairos Consulting India in  Mumbai for (6-10) years of experience. Apply Now!

Job Description for Manager - Compliance - BFSI  in Kairos Consulting India in  Mumbai for (6-10) years of experience. Apply Now!