Manager - Compliance - BFSI

Responsibilities

- Support the company in remaining compliance within the regulatory environment

- Support engagement with Reserve Bank of India, including handling inspections, managing regulatory submissions (periodic and ad-hoc), and respond to regulatory expectations

- Drive the identification, assessment, measurement, mitigation and monitoring of compliance risk as it pertains to the business.

- Deliver independent risk assessment and reports that provide senior management with the risk profile of the firm.

- Develop and deliver training programs to educate employees on compliance requirements, policies, and procedures.

- Foster a culture of compliance through ongoing communication and awareness initiatives.

- Serve as the primary point of contact for regulatory agencies, auditors, and other external parties on compliance-related matters.

- Build and maintain strong relationships with key internal stakeholders to ensure alignment on compliance priorities and initiatives.

Qualifications:

- Advanced Degree preferred - Law, CA, CS, Law.

- Strong understanding of Compliance requirements and regulations.

- Exposure to requirements of multiple regulators viz. RBI would be desirable

- 5+ years post qualification experience in Banking & Financial Services industry in a Compliance or control or risk advisory related function. Prior experience in the mutual fund industry is helpful;

- Experience in managing regulatory inspections/ audits would be preferable;

- Strong analytical and problem solving skills and can thrive under pressure

- Good interpersonal skills and people management skill