Manager - Compliance - BFSI

Manager - Compliance

Job Purpose:

- This role requires a dynamic candidate who shall be pro-active part of second line of defence i.e. compliance function, independently set-up compliance paradigm and work with various stakeholders to ensure compliance culture is ensure.

- Role Prepare detailed compliance requirements of various circulars and guidelines issued by the regulators, assist in issuing compliance guidelines and verify their compliance on periodic basis,

- Assist & set-up development and providing clearance to various policies & SOPs of organization and ensure that Policy Compliance is being done on periodic basis,

- Evaluate various circulars / products / processes across the Company to assess the compliance risk at the Company level and at Business Unit /Support Unit level.

- Ensure submission of all off-site compliances to RBI and NHB by working with internal stakeholders,

- Ensure all compliances related to ECLGS, CGTSME and TREDS are done on continuing and periodic basis,

- Ensure set-up of conduct of business regulations which includes FPC & KYC-AML Compliance,

- Work with Product, Tech & Ops team on various initiatives such as product clearance and digital initiatives,

- Work with control stakeholders such as Compliance Testing unit, Internal Auditors, Statutory Auditors and Regulators and resolve any and all issued which may come up,

- Ensure compliance with requirements under corporate agency, Be a SPOC in all regulatory inspections and ensure compliance under it & assist in providing certifications to the regulators,

- Maintain a broad knowledge of the business and regulatory framework for NBFCs/HFCs and stay aware of the latest regulatory developments within the industry through Networking with peers across banks.

- Conduct periodic reviews of the compliance department in line with the regulatory requirements.

- Explain the circulars / guidelines to the Business / Support Units wherever required to increase their understanding about the regulatory guidelines,

- Drive the compliance culture and agenda within the Organization, Support the compliance head and the team members in executing specific projects / work assignments