Manager - Capital Markets - BFS

Manager Capital Markets

Location: Mumbai

Experience: 5 to 7 Years

Job Requirements:

- Should be at least a Post Graduate with about 5 years of relevant experience across spheres in capital markets.

- Should have impeccable communication skills

- Cross-functional knowledge of regulations & guidelines.

- Good networking skills

- Organizational Discipline.

- Strong Communication skills

JD:

- Capital Markets divisions comprise of various functions such as custody, derivatives clearings, fund accounting, loan against shares and clearing bank.

- The Custody Services department provides Custody and Clearing & Settlement services to foreign and domestic institutional investors like FPIs, PMSs, Private Equity Funds, Alternate Investment

- Funds, PMS etc. The department also provides services incidental to the ones mentioned above like FX conversions, corporate actions, regulatory reporting, etc.

- The derivatives clearing department Clearing & Settlement services to foreign and domestic institutional investors like FPIs, PMSs, Private Equity Funds, Alternate Investment Funds, PMS etc for futures and options segment and the currency derivatives segment.

- The fund accounting department provides accounting and valuation solutions to foreign and domestic institutional investors like FPIs, PMSs, Private Equity Funds, Alternate Investment Funds, PMS, etc.

- The product manager should have detailed knowledge pertaining to all the legal, regulatory, and operational aspects of the above.

The important skills and job requirements are as follows:

- Detailed knowledge of the working and the requirements of the various investor classes as mentioned above.

- Implementation of changes in existing product lines due to amendments in business offerings, simplification of offerings, new offerings, etc.

- Client interactions with regards to India access, providing in depth explanations and client specific / situation specific queries pertaining to our product offerings, regulatory or legal aspects, etc

- Client interactions with regards to structuring from the perspective of regulations, ease of set up, time to market, etc

- Assisting the sales team towards providing and explaining an in depth operational overview with detailed step by step processes and also explanation of impact of extant regulations and regulatory changes.

- Interaction with regulators like SEBI, NSDL, NCL, etc and being the designated point of contact with SEBI.

- Involvement in technology initiatives and offerings enhancements and initiatives.

- Involvement in high level process changes from the perspective of regulatory aspects, legal aspects, client impact.

- Detailed Knowledge of KYC and AML under the SEBI and RBI norms and its applicability under different situations.

- Detailed knowledge of various other regulations that are directly or indirectly applicable to the service offerings described above

- Manage new client requirement and implement and define process with coordination and support from operations teams

- Regulatory interfacing for obtaining opinions with regulators as and when needed.

- Market interface and knowledge of industry practices