Manager/Assistant Manager - Regulatory Reporting - Transaction Reporting Operation - Banking

Assistant Manager/Manager - Regulatory Reporting (Dodd Frank, EMIR, MIFID, MIFIR)

One of our leading Banking clients in Hyderabad is hiring Female candidates for Assistant Manager / Manager roles who has strong work experience in Regulatory Reporting (Dodd Frank, EMIR, MIFID, MIFIR)

Designation : Assistant Manager/Manager- (Female)

Experience Range : 6-12 Years (Minimum 5 years in to Regulatory Reporting)

Education : B.com(MBA)

Work Timings : Flexible for all shifts

Job Location : Hyderabad

Job Description :

- Transaction Reporting Operations are responsible for ensuring the completeness, accuracy and timeliness of the Bank's transaction reporting obligations across multiple global regulatory jurisdictions. Completeness, accuracy and timeliness controls are the primary responsibility of 2 core functions within the Transaction Reporting Operations team.

- The Submission Control function is responsible for the daily submissions and exception processing, which mean that the team monitor, investigate and chase MO/FO/Tech teams for the root causes on the trades which are not getting reported within the compliance time for Rates, Credit, FX, and Equities.

- The Enhanced Quality Assurance team perform post process testing to validate the completeness, accuracy, and timeliness of the transaction reports submissions through performing reconciliations and targeted deep dive thematic testing.

The below tasks form part of the daily processing across the Transaction Reporting Operations team.

- Pre and Post submissions exception handling

- Analysis, interpretation, escalation and logging of Transaction Reporting operational control issues

- Generation and interpretation of supporting metrics for TRO

- Tracking and Reporting Operation Control issues, gaps and overall status

- Reconcile the trading events between FO and Regulators to ensure there is no over-reporting or under-reporting

- Quality assurance checks

Roles and Responsibilities :

- Ensuring the completeness, accuracy and timeliness of transaction reporting submissions across multiple regulatory regimes (e.g. Dodd Frank, EMIR, MIFID / MIFIR, etc.)

- Engagement in designing, implementing and maintaining a sustainable assurance testing model

- Management reporting and issue resolution

- Remaining current on the Regulatory Reporting landscape to ensure the firm's reporting remains in step with changes in regulatory environment

- Responsible for working closely with GTR and Industry Working Groups(WG)

- Track the progress of the implementation of changes and work closely with various team in FO/MO/Dev teams and Reporting Dev team

- Responsible to document the changes and work closely with the compliance teams

- Investigate and identify the root cause for the Transaction Reporting breaks and coordinate with FO/MO/Tech to fix them

Mandatory skills :

- Front to back business acumen across multiple asset classes

- A strong understanding of Regulatory Transaction Reporting

- Excellent strategic change management experience

- Excellent organizational and analytical skills

- Ability to work well with and communicate with others, from teammates to executives

- Ability to juggle multiple work efforts and to quickly change direction as needed

Strong influencing skills, adapts to changes and has a proven track record of working as part of a global team