Lead - Retail Asset Audit - NBFC

Lead- Retail Asset Audit- NBFC

Job Role - Lead- Retail Asset Audit- NBFC

Location - Mumbai

Key Responsibilities:

- Monitor the audit cycle program to ensure it remains effective and up to date.

- Manage the detailed planning, risk assessment, scoping, and resourcing of audit projects.

- Lead preliminary planning and establish direction for audits, provide support to assigned auditors, manage project to quality outcomes, meet established time budget

- Ensure execution of audit plan as per agreed timelines, draft audit reports, discuss and finalize the same with the auditee

- Review the working papers prepared by subordinates and take complete ownership of it

- Identify critical areas for continuous monitoring and develop necessary exception reports for the same

- Automation / Digitization of all possible audits

- Prepare audit committee presentations for audits held during each quarter and make sure that all critical issues are included along with an adequate plan of action

- Conduct special audits as required by senior management and issue reports.

- Provide guidance and training to team members

- Capture and share best-practice knowledge among the team

- Create an environment that promotes collaborative learning and collective ownership of responsibilities

- Leverage in-house synergies through collaboration with internal stakeholders

- Assess and make appropriate recommendations to improve the governance processes on business decision-making, risk management, and control; promote appropriate ethics and values within organization; and ensure effective performance management and staff accountability, etc.

- Travel to branches PAN India for audits as and when required

Skills/ Competencies:

- Knowledge of Retail Asset / Mortgage products.

- Effective communication and assertiveness.

- Inter-personnel skills and effective stakeholder management.

- Innovative thinking.

Experience: CA with minimum 14-18 years of experience into retail asset audit