Lead - Regulatory Compliance - Bank

Hiring for a Leading Private Sector Bank

Role - Regulatory Compliance - Para Banking Activities

1. Strategic/ Managerial Responsibilities

- Handling Regulatory Compliance for the Bank covering various regulations of SEBI, PFRDA, NSDL, CDSL, NSE, BSE etc.

2. Core Responsibilities

- Handling Compliance with above mentioned regulations pertaining to business of Custodian, DP, DDP, Pension Fund, Merchant Banking Business of the Bank.

- Circulating action points arising out of regulatory circulars/notifications/communications and pro-active follow up with the stakeholders ensuring timely implementation of the same.

- Reviewing existing and new processes and handling correspondences with the regulators on Compliance related matters.

- Handling Onsite Regulatory Inspections of SEBI, PFRDA, NSDL, CDSL, NSE, BSE, etc.

- Providing clarifications on queries raised by stakeholders within the Bank and from Group entities on Compliance related matters.

- Drafting and vetting of various submissions to be made to the ACB/Board.

- Submission of various regulatory reports from time to time.

Pratik Kankaria

+919329149022