Lead Investigator - NBFC

Lead Investigator - NBFC - Mumbai

Company - Leading NBFC

Role - Lead Investigator

Experience - 3+ Years

Qualification - Post Graudate

JD :

Investigation of suspected frauds / complaints/ frauds with respect to Wholesale / SME / Retail Credit, (borrowers belonging to large/mid corporate/SME/retail segments) including Internal Vigilance and Staff related cases referred by various channels and teams within the group, regulators / external agencies / management, to:

- Ascertain and confirm the perpetration of fraud, lapses, if any

- Understand the modus operandi

- Crystalize the fraud loss / amount, if any.

- Assessment of operational lapses and staff accountability.

- Identification of process gaps and suggesting mitigation measures.

- Drafting and release of investigation reports

- Drafting of the police complaint for legal vetting

- Preparation of fraud monitoring return (FMR) for filing with RBI

- Maintenance of records / documents relevant to each case

- Adherence to regulatory/internal timelines for commencement and completion of Investigations.

- Timely reporting to internal/board committees and regulators as per guidelines.

- Prompt action to instructions from internal committees/regulators/external agencies regarding cases reported as fraud.