Lead - Compliance - BFSI

1. To develop, implement, monitor, and maintain compliance policies, controls, and procedures w.r.t. Compliance/Process Testing and Vendor Management, Customer Centricity,Branch and Training.

2. Critical analysis of all Processes/Compliances/Vendors and help the function to plug the gaps after getting the root cause analysis done so that the Regulatory Compliance risk is taken care of all the time.

3. Analyze compliance requirements for New Product Approvals and coordinate with relevant stakeholders in ensuring controls are established right from the beginning to mitigate compliance risk.

4. Ensure policies and procedures comply with the regulations to FPC guidelines, associated with Retail and Corporate Lending on a continual basis including our website.

5. Conduct Compliance monitoring through KCI and compliance assurance testing on an ongoing basis.

6. To serve as primary point of contact for regulatory audits and queries w.r.t. Testing/Process and Vendor Management.

7. Ensuring compliance with the code of conduct in addition to all other regulatory requirements w.r.t. Compliance Testing/Processes and Vendor Management.