Kirtane & Pandit - Internal Control Testing/SOX

Internal Control Testing/SOX

Position: Internal Control Testing (Mumbai)

Job Description:

Direct Responsibilities :

- Ensure performance of independent and objective evaluations of adequacy, effectiveness and efficiency of banks internal controls, disclosure controls and operating systems in Identified area(s) of responsibility.

- Responsible for recognizing potential issues in business practices and accounting determined through examination work and effectively communicating findings to the Accounting Policies and Internal Controls department.

- Monitor, document and test controls for identified processes

- Liaise with process owners; creating, monitoring and managing action plans to close gaps and perform retesting

- Contributing Responsibilities

Participate in complex functional examination process consisting of:

1. Assessment of risk and exposure associated with bank activities in the areas of control examination responsibility;

2. Reporting of the results of examination work

3. Participate/advise in new process, system developments required/requested

Technical & Behavioral Competencies :

- Experience in audit domain

- Having knowledge of Internal Control framework(COSO, SOX, IT Controls)

- Past Experience in SOX/Internal Control over Financial Reporting(ICFR)

Qualifications:

- CA / CPA / MBA