Karvy - Deputy Manager - Depository Participant

Responsibilities:

- Download of KYC data uploaded on i-Assist & verifying, updating & uploading on i-Assist

- Download & verification of FIU/PMLA Alerts generated in NSDL & CDSL system

- Preparation of STR Registers

- Preparation of Monthly Investor Grievances Reports and forwarding to Depositories (NSDL & CDSL)

- Updation of CAMRS reports and providing to compliance department on quarterly basis

- Submitting Net worth Certificate for both NSDL & CDSL

- Sending Compliance Certificates to both NSDL & CDSL on half-yearly basis

- Ensuring monthly reports are closed and submitted by the Concurrent Auditors for (NSDL & CDSL)

- Providing feedback / rectification status to CAD for DP & Broking monthly reports

- Coordinating with Concurrent auditors to submit half yearly reports of CDSL & NSDL

- Providing any specific information whenever the Internal auditors or CAD team requires

- Providing data / inputs for SEBI inspections

- Handling effectively annual inspections of NSDL & CDSL

- Coordinating ISO/DNV audits & replies

- Providing required data to other regulators like EOW, IT Depts etC

Desired:

- Graduate /Post graduate with relevant experience

- Should have prior experience working with NSDL and CDSL

- Good communication and interpersonal skills