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TP Singh

Managing Partner at TenHeads Consultants

Last Login: 29 February 2024

Job Views:  
191
Applications:  40
Recruiter Actions:  6

Posted in

Legal

Job Code

1300444

Junior Vice President - Compliance - BFS

15 - 25 Years.Mumbai
Posted 1 year ago
Posted 1 year ago

- Lead end to end regulatory inspections conducted by regulatory authorities like RBI.

- Interfacing with RBI on various supervisory requirement.

- Managing RBI inspections and follow up on submissions required to be done to RBI.

- Providing advice (mainly on matters pertaining to compliance) to internal stakeholders on handling regulatory queries/ ad-hoc submissions.

- Dissemination and tracking of regulatory inspection report issued by regulators.

- Ensure timely closure and follow up of various observations pointed out by regulators.

- Review of regulatory circulars and press releases, analyze its impact and/or opportunities arising for the business and disseminate the same to senior members of the business units. Tracking of implementation status of such advisories / regulatory directions.

- Managing good relations with external parties such as regulators, and external counsels, if needed on case to case basis.

- Liaison with management committee members of the company and other internal stakeholders and ensure all regulatory and other Board related submissions by internal stakeholders are made in timely manner.

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Posted By

user_img

TP Singh

Managing Partner at TenHeads Consultants

Last Login: 29 February 2024

Job Views:  
191
Applications:  40
Recruiter Actions:  6

Posted in

Legal

Job Code

1300444

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