Posted By
Posted in
Banking & Finance
Job Code
1225046
Associate/Senior Associate - Internal/Statutory Audit (Asset & wealth Management)
Organization Description
Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success.
The Audit department provides independent assessments to evaluate, test and report on the adequacy and effectiveness of our governance, risk management and internal controls. The team's priorities are focused on strong governance, transparency, strategic engagement, and fostering a diverse and inclusive culture that develops our talent.
Job Description
This position is for you as an auditor, based in Mumbai/Bengaluru, who will report locally to the India Asset and Wealth Management Audit Director/Vice President based in Mumbai/Bangalore. You will be responsible for assisting with ongoing risk assessment, control identification, audit execution and continuous monitoring activities across Asset & Wealth Management functions.
Responsibilities
- You will Assist or lead audit engagements covering Asset and Wealth Management functions including risk assessment, audit planning, audit testing, control evaluation, documenting work papers, audit report drafting and follow-up and verification of issue closure.
- Meet timeframe and budget targets for assigned audit work, whilst adhering to department and professional standards and utilizing consistent methodology.
- You will partner with other groups and regions within Audit to ensure the delivery of a seamless program of audit coverage across the firm.
- Develop and maintain relationships with key Asset and Wealth Management stakeholders.
- Establish and maintain a business climate and culture that encourages integrity, respect, excellence and innovation.
- Be prepared to travel to locations internationally (up to 10%).
- Work with and support global teams
Qualifications and Experience
- You need to have minimum 5+ years' experience in a financial services firm or sector, with an audit or risk/control background, experience of and exposure to Asset Management and/or Wealth Management business.
- Ability to lead audits and execute audit work remotely, work effectively within a matrix organization, manage multiple projects and participate in audit assignments in a team environment.
- Proficiency in risk assessment, issue/impact analysis and executive report preparation.
- Good communication and interpersonal skills required with ability to present complex and sensitive issues to senior management.
- Work well individually and in teams, shares information, supports colleagues and encourages participation.
- Bachelor's degree in a relevant discipline
Shift Timing- 11 am to 8 pm or 12 pm to 9 pm (IST)
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Posted By
Posted in
Banking & Finance
Job Code
1225046
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