Investment Management Audit - Investment Bank

A Leading US based investment bank is looking for candidates with 2-6 years of experience in investment management audit.

Responsibilities Include:

Assist the Investment Management (IM) group of the Internal Audit (“IA”) Department in delivering internal audit assignments.

Specific support to be (IM) include the following:

- General support in Continuous Monitoring.

- Assist in the preparation and compilation of management reporting related tasks specific to IM, which include but are not limited to: issue and action tracking, audit status and resource management reporting.

- Provide support for specific processes/testing in IM audits.

The key tasks will be as follows:

- Perform process walkthroughs and prepare documentation.

- Perform controls testing in accordance with the Department’s audit methodology.

- Assist in drafting control issues and identify resolution and timelines for remediation.

- Participate in continuous auditing (PACE).

- Assist with closure verification procedures for external (regulatory) and internal audit issues.

- Assist with closure verification procedures for external (regulatory) and internal audit issues

Skills Required:

- Minimum of two to six years of experience in auditing investment management practices, portfolio management, trading, fund accounting, transfer agent activities, derivatives, private equity, and merchant banking.

- Good technical understanding of the financial services industry.

- Proficient understanding of the internal audit process including risk assessments, planning, scheduling, and reporting,

- Strong written and oral communication skills.

- Ability to multi-task amongst several tasks through the use of strong project management skills