Internal Control Role - Financial Planning & Analysis/SOX Audit - NBFC

Internal Control - FP&A/SOX Audit

Hiring for a leading NBFC in Mumbai Santacruz location. Looking for any graduate/ post graduate from BFSI/NBFC/Indian CA Firm/Big5 with Internal audit or Statutory Audit Knowledge and does IFC Audits/SOX Audit/Control Testing. CTC up to 18 LPA

1. JOB PURPOSE :

- Develop, implement and monitor internal controls over financial and non-financial reporting performed by Finance

- Co-ordinate all internal audit activities across finance and treasury

2. PRINCIPAL ACCOUNTABILITIES :

- Be instrumental in developing a strong controls culture and provide leadership on how Finance provides assurance.

- Assess current processes, systems and recommend/ implement a strong control framework with adequate financial and non-financial controls for finance and treasury

- Ensure the control framework in place provides comfort over all Financial Statement Assertions of financial and management reporting of monthly, quarterly and annual financial statements

- Ensure processes and practices across the entire group are standardized and implemented through detailed

Standard Operating Procedures (SOPs) :

- Determine whether areas reviewed are performing control activities in compliance with applicable policies and procedures and in a manner consistent with both organizational objectives

- Develop and manage a program of continuous controls assurance by the first level of defense i..e. the function itself and provide assurance on a regular periodic basis.

- Report findings and make recommendations for the correction of noted control deficiencies, improvements in operations, and reductions in cost.

- Develop and run a detailed balance substantiation process

- Review control environment over processes and systems through technology controls which are core to preparation of financial statements