Internal Auditor - CA - BFS

Reporting structure & key relationships

Position reports to an Assistant Manager or Manager

Communication, written and verbal skills would be expected. This communication would include emphasizing the capabilities within the SDC to provide high-quality deliverables to support the Global Offices

Individual will work with engagement teams from network firms

Job Description :

- Plan and execute Internal Audit /controls testing/controls validations work

- Liaise with engagement teams and end client as part of planning, execution and reporting phases of the audit

- Participate in client meetings, walkthroughs and update documentation/flowcharts accordingly

- Document process narratives

- Perform detailed control effectiveness testing

- Prepare deliverables in accordance with User Guide and instructions received as part of the engagement teamwork requests

- Maintain working knowledge of User Guides

- Monitor time and manage deadlines

- Adhere to policies and procedures

- Participate in training, coaching and other developmental opportunities

- Project Management; Manage personal time and engagement deliverable schedule

- Guide, supervise, and support other team members (as needed)

Requirements :

- The candidate must have strong Internal Audit experience covering all the key phases of planning, execution, and reporting

- Experience of performing Internal Audit in the Financial Services Sector and having a good understanding of banking processes

- Strong experience and knowledge of Anti Money Laundering (AML) and Know Your Customer (KYC) domains through either internal audit or validations.

- Experience of performing validation testing or testing the work performed by 1st line of defense