Internal Auditor - CA - BFS

Education : Charted Accountant

Industry : Mutual Funds

Responsibilities:

- Establish audit objectives, develop risk, compliance and audit related policies, processes and standards for the organization

- Develop/update an internal audit manual describing the scope of internal audit, audit methodology, standard audit formats and checklists describing key control areas for audit of important areas/processes

- Monitor adherence to the defined policies, procedures and standards by reviewing all financial and business systems & processes for their adequacy

- Draft audit check list and audit procedure

- Effectively conduct independent and comprehensive audits as per the Annual Audit Plan through the use of appropriate audit tools and procedures and follow-up on action plans as outlined in the audit plan

- Identify critical control issues, areas of improvement and recommend corrective measures to strengthen the control systems

- Ensure corrective actions are implemented by concerned departments within the specified time and closed as per plan

- Review and report audit findings in the form of audit reports to senior management and group companies and lead interactions with internal stakeholders for speedy resolution of identified issues

- Serve as an internal consultant and provide information, analysis and reports to stakeholders

- Ensure proper maintenance of all audit working papers

Requirements :

- Chartered Accountant with 2 plus years of experience in Internal Audit

- Excellent communication skills including oral, written, report writing, and presentation skills

- Ability to apply critical thinking in process analysis, business intelligence, and problem solving techniques

- Up to date with industry and regulatory changes and professional standards

- Conflict resolution, negotiation and change management skills

- Strong analytical skills with knowledge in financial services environment is advantageous