Internal Audit Role - NBFC - CA

Internal Audit | NBFC | Thane - CA Fresher

Key Objective of the Job:

- Ensure timely completion of audits

- Ensure quality in audits

- Ensure appropriate documentation in audit working papers

Major Deliverables:

- Indicative, not exhaustive

- Assist in preparation of the Risk Based Internal Audit Plan

- Conducting a comprehensive audit program including management, system, financial, compliance and operational audits

- Overall performance of audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures.

- Conducting interview, reviewing documents, developing and administering surveys, composing summary, memos, and preparing working papers.

- Identification, development and documentation of audit issues and recommendations.

- Draft internal Audit reports and communicate effectively to management

- Develops and maintains productive client, staff, management, through individual contacts and group meetings.

- Knowledge of CAATs and carrying out extensive data analytic techniques (Knowledge of Excel, Idea, ACL, SAP)

- Pursues professional development opportunities, including internal and external training and professional association memberships, and shares information gained with co-workers

- Assist in timely completion of internal audits as per the defined process / methodology

- Provide audit administration support

- Assist in preparation for Pre Audit Committee and Audit Committee meetings

- Adhere to quality initiative within the department, maintaining a solid Quality Assurance and Improvement Program (QAIP)

- Compliance with International Professional Practice framework & standards