Internal Audit Role - Bank - CA

Job Title : Internal Audit

Location : Mumbai

Experience: min 6 years

Qualification: CA

Responsibilities:

- Contribute to preparation of overall strategy and plan for internal audit department and provide budget plan for own section

- Prepare annual audit programme section wise to ensure adequate coverage of all areas and preparation of status reports, review of Policies and Procedures and conduct investigations/special assignments as and when requested.

- Add value to the functions/activities performed by the Audit Tasks Section by identifying instances/ risks that entail probable financial loss or regulatory non-compliance that could result in monetary penalties/reputation damage

- Liaise with the external auditors of the bank to ensure that they complement the efforts of the Internal Audit and avoid duplication of effort.

- Conduct audit in terms of risk based internal audit guidelines issued by RBI from time to time.

- Conduct ongoing audit of the treasury/Trade finance/Corporate banking including transactions in securities and monitor the compliance with the laid down management policies and prescribed procedures

- Organize pre and post-audit meetings to discuss scope of audits and areas of concern.

Key Skills:

- Strong technical skills

- Excellent written & verbal communication

- Adequate legal and documentation background.

- Adequate knowledge of various banking products and services and the related operations