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Job Code
1457351
The candidate will be part of the Internal Audit of Asia - Global Markets Audit which is dedicated regional audit team that covers global markets audit activities in the Asia-Pacific region.
Job Responsibilities:
Provide support to the Regional Director of Global Markets Audit, AIAO-GMA:
- Support Audit Manager in the Global Markets audit activities in the region (including audits, ongoing monitoring, issues validation and risk assessment).
- Undertake the role of Auditor-In-Charge with respect to the execution of the annual audit plan and the annual risk assessment process.
- Execute and complete internal audit assignments with respect to all stages of the Audit Cycle (planning, testing and reporting). Complete work on a timely basis and with high quality.
- If not assuming AIC role, lead and conduct interviews with process/control owners to develop understanding of business processes, controls and client's business.
- Evaluate internal controls design and operating effectiveness.
- Document results using appropriate business and technical language in workpaper system in a timely manner.
- Assign and review the work of audit team members for assigned engagements in coordination with Audit Manager.
- Maintain compliance with audit methodology, while also operating within industry best practices, applicable regulations, and internal and external professional practice expectations.
- Responsible for the closure of Internal Audit Report's Management Action Plans through the follow-up with the auditees and the independent validation of the supporting evidence.
- Keep abreast of business developments, business changes and new regulations and assess their impact on the control environment and the audit plan.
- Build relationships with peers and stakeholders within the organization and effectively manage stakeholder relationships to a mutually accountable, productive, respectful, and trusted level. Act as a leader and role model and continuously improve self and department.
- Participate in data analytics audit work to identify patterns and derive insights on the underlying risk of the auditable entities to drive audit plans and facilitate audit testing.
- Coordinate any reporting and ad-hoc activities within the GMA team when required.
Job Requirements:
- Bachelor's degree (or above). Professional Qualification (e.g., CPA / CA / CIA / CISA / CFA).
- 8 or more years of Internal Audit experience gained as In-House Internal Auditor with Investment Banks / Securities Firms / Financial Services Industry. Candidates from Big 4 Accounting Firms with relevant experience will be considered.
- Experience in conducting internal audits assignments on Global Markets (Equity, Fixed Income, FX and Structured Products) is preferred.
- Good understanding of "Risk-Based" internal audit methodology (audit execution and risk assessment) and industry practices.
- Good analytical and problem-solving skills
- Good verbal and written communication skills
- Pro-active, confident, and strong sense of accountability
- Compliant with company Code of Conduct, exhibits strong ethical behavior, and adheres to relevant professional requirements
- Excellent Microsoft Office skills
- Regional travel may be required
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Posted By
241
JOB VIEWS
73
APPLICATIONS
22
RECRUITER ACTIONS
See how you stand against competition
Pro
View Insights
Posted in
Banking & Finance
Job Code
1457351
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