Posted By
Posted in
Banking & Finance
Job Code
1328841
Exp- 4-6 yrs
Location - Chennai
Work mode (WFO) - Hybrid
Required Qualifications:
- University degree in Business or related discipline
- 4+ years of relevant experience in risk management (includes control testing, compliance, financial crimes, operational risk, internal audit, business process management)
Desired Qualifications:
- Knowledge and understanding of financial services industry, including compliance, risk management, and/or audit operations
- Specialized knowledge or prior regulatory compliance testing or review experience
- Experience reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls; and identifying issues
- Experience creating, executing, and documenting compliance, control, and business process testing
- Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint)
- Ability to take on a high level of responsibility, initiative, and accountability
- Strong oral and written communication skills
Responsibilities:
Responsibilities include, but are not limited to:
- Executes review activities in an effective manner, including leading high risk and/or complex emerging risk engagements in a matrixed environment, and communicates identified risks to management and other interested parties.
- Completes review activities on an accelerated schedule, raising schedule delays as needed while looking for opportunities to remediate schedule issues.
- Leads and supports efforts to challenge risks in processes and evaluate and/or test controls designed to mitigate those risks, including evaluation of control design and operating effectiveness, if applicable.
- Escalates any potential issues discovered during the completion of review activities. Identifies potential corrective actions and follows through on reporting, escalation, and resolution.
- Completes all testing and documentation under limited supervision and appropriately retains all work papers (testing schedule, templates, work-papers, deferrals, deviations, etc.).
- Provides consultation and subject matter expertise including evaluating severity of control deficiencies and related remediation efforts, if applicable.
- Documents test results and any issues identified while also providing recommendations to management, including identifying compensating controls and residual risk to issues identified.
- Builds relationships and collaborates with key stakeholders.
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Posted By
Posted in
Banking & Finance
Job Code
1328841