IIFL Finance - Compliance Officer - CS

Compliance Officer

- To develop and oversee control systems to prevent or deal with the regulatory guidelines and internal policies.

- Tracking of various Compliances from the regulatory websites and disseminating as well as implementation of the same with the help of relevant stakeholders.

- To manage Board and Committee meeting including preparation of Minutes

- To ensure periodical submission of Stock Exchange/ Debenture Trustee related compliances

- Automate and manage compliance with the help of Compliance Software by engaging stakeholders.

- Methodical and diligent with outstanding planning abilities

- An analytical mind able to "see" the complexities of procedures and regulations.

- Knowledge and understanding of the industry's regulations and best practices.

Technical and Function Skills:

- Knowledge of Companies Act and regulatory compliances prescribed by SEBI/NHB/RBI

- Sound skill of drafting professional correspondence and other document of business, compliances etc.

- Excellent analysis and problem solving skills

Qualification:

Company Secretary from the Institute of Company Secretaries of India

Desirable: Preference will be given to the candidate from BFSI sector.