Head - Wholesale Banking Compliance

- Design a sound compliance risk framework.

- Conducting testing across key compliance risk areas.

- Demonstrate good understanding of the design of compliance controls and undertake complex walkthrough and execute necessary testing.

- Ensure appropriate monitoring and testing being done by the team members by handholding as and when required.

- Understand and educate business on the fundamentals of compliance risk and controls and partner with Compliance advisory for delivering the same.

- Executing and ensuring execution of applying different review techniques to maximize assurance provided.

- Recommending control improvements to mitigate risks.

- Take lead in discussion with business to clearly articulate issues identified.

- Reviewing of testing results and drafting report for review of Top Management and Board.

- Keep abreast with internal process and controls, regulatory requirements.

- Undertaking Compliance Risk assessment at bank level to identify the compliance risk of the bank.