Posted By
Posted in
Banking & Finance
Job Code
1430022
Head - Risk Management Services
Responsibilities:
- Working towards the achievement of the company's mission while keeping in view its vision, beliefs, and mission statements
- Providing special RC limits and ensuring that the same is updated properly in RMS
- Managing collection of exposal from customers by the end of day
- Investigating suspicious fund transactions by clients as a part of Anti Money Laundering measure
- Checking daily auto sq- off process for cash/F&O
- Ensuring that the collection report is proper updated, maintained, and monitored regularly
- Send a mail to BA/Branches for clearance of sticky codes and sell the stocks if not cleared by them
- Stop/reduce RC limit and client wise exposure if Mark- To- Market is increased in BA/Branch after discussion with HOD
- To check daily Mark- To- Market losses, buying, selling, client wise turnover, short selling, and other such parameters through RMS and take necessary action
- Give guidance to team members for their query/doubts related to risk and surveillance
- Give suggestions and ideas to improve system
- To ensure the compliance of various circulars/notification related to risk and surveillance issued by regulatory authorities
Preferred Skills:
- Sound knowledge and working experience of risk and surveillance regulations
- Good analytical ability to take calculated risks and decisions
- Integrity
- Energetic and initiative taking attitude
- Resilient and stress tolerant
- Adaptable to change
- Detail conscious
- Persuasive and good negotiation skills
- Presentable, with good listening, oral, and written communication skills
Mandatory Exam:
- NISM- Series- VI: Depository Operations
- NISM- Series- VII: Securities Operations & Risk Mgmt.
Key Result Areas:
- Ensuring efficient working of the Risk Department
Key Performance Indicators:
- Monitoring the team performance
- Comparing the Sticky and M2M report v/s brokerage generated and base capital
- Ensuring that % of bad debts v/s brokerage is not more than 50% of the brokerage generated
- Monitoring of suspicious transactions regularly
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Posted By
Posted in
Banking & Finance
Job Code
1430022