Head - Risk Management - Broking Vertical

- Leading the team of Broking Risk Management at Corporate Office.

- Develop policy framework, processes & systems for effective risk management of the retail equity broking business.

- Development of score cards, metrics & dashboards to understand portfolio behavior.

- Responsible for Scrip Profiling, Client Profiling, Periodic Flushing.

- Monitoring and optimizing Margin utilization.

- Responsible for tracking, monitoring & analyzing portfolio.

- Regular reporting of MIS to senior management like aging reports, debit reports and NLV reports.

- Supervising and mentoring the risk team to ensure efficient implementation of processes.

- Liasoning with the software vendor for changes / enhancements in the risk management system.

- Liasoning with the business for understanding the business requirements & recommending changes in policies and processes to support the business.

- Resolving all audit related queries for the department.

Specialized job competencies:

- Ensuring all compliance requirements from the risk perspective like temporary funding, dealer codes etc, are reported to the exchange.

- Ensuring the compliance requirements from risk perspective.

- Scrip Profiling, Client Profiling, Margin Monitoring & Flushing.

Educational Qualifications:

- Graduate / Post Graduate with relevant experience in Risk Management from Broking Companies.

Desired Candidate Profile:

- Practical knowledge of capital markets.

- Knowledge about overall industry & future potential & trends.

- Understanding of various products & market segments.

- In depth understanding of the role of risk as a function in capital markets.

Email your cv or whats app to 8618449749