Head - Risk Management - Broking Vertical

Head of Risk Management-Broking Vertical

Designation : Head of Risk Management (Broking Vertical)

Department : Risk Management - Operations

Grade : Assistant / Associate Vice President

Job Location : Thane, West

Reporting to : Chief Operating Officer

Responsible for broking portfolio of the organization - Equity, Currency, Derivatives, Margin Funding,etc.

Job Responsibilities :

- Leading the team of Broking Risk Management at Corporate Office.

- Develop policy framework, processes & systems for effective risk management of the retail equity broking business. Development of score cards, metrics & dashboards to understand portfolio behavior. Responsible for Scrip Profiling, Client Profiling, Periodic Flushing.

- Monitoring and optimizing Margin utilization.

- Responsible for tracking, monitoring & analyzing portfolio.

- Regular reporting of MIS to senior management like aging reports, debit reports and NLV reports.

- Supervising and mentoring the risk team to ensure efficient implementation of processes.

- Liasioning with the software vendor for changes / enhancements in the risk management system.

- Liasioning with the business for understanding the business requirements & recommending changes in policies and processes to support the business.

- Resolving all audit related queries for the department. Specialized job competencies;

- Ensuring all compliance requirements from the risk perspective like temporary funding, dealer codes etc, are reported to the exchange.

- Scrip Profiling, Client Profiling, Margin Monitoring & Flushing.

Interested candidates , immediately whatsapp me @ 7299993116 - Ananthi Prasad