Head - Risk - Broking/Equity Firm

With a Leading Broking/Equity company we are having a Vacancy for Head - Risk

Job Description:

Key Objective of the Job:

- Managing risk for the broking portfolio of the organization - Equity, currency derivative, Margin Funding and Non equity (product process vetting)

Major Deliverables:

- Develop policy framework, processes & systems for effective risk management of the retail equity broking business

- Development of score cards, metrics & dashboards to understand portfolio behavior

- Responsible for Scrip Profiling, Client Profiling, periodic Flushing.

- Monitoring and optimizing Margin utilization.

- Responsible for tracking, monitoring & analyzing portfolio

- Regular reporting of MIS to senior management like aging reports, debit reports and NLV reports

- Supervising and mentoring the risk team to ensure efficient implementation of processes

- Liasoning with the software vendor for changes / enhancements in the risk management system

- Liasoning with the business for understanding the business requirements & recommending changes in policies and processes to support the business

- Resolving all audit related queries for the department

Specialized job competencies:

- Ensuring all compliance requirements from the risk perspective like temporary funding, dealer codes etc, are reported to the exchange

- Ensuring that branches follow the compliance requirements from risk perspective

- Scrip profiling, Client profiling, Margin monitoring & Flushing.

- Computer literate in MS Office

- Proficient in both spoken and written English

Educational Qualifications:

- MBA / CA with 10 to 14 years of Experience

Desired Experience:

- Practical knowledge of capital markets

- Knowledge about overall industry & future potential & trends

- Understanding of various products & market segments

- In depth understanding of the role of risk as a function in capital markets

Other desired attributes:

- Drive for Results

- Timely Decision Making

- Strategic Capability

- Business Acumen

- Functional Excellence

- Must be a team player - People Development & Team Development

- Interpersonal Effectiveness

- Analyze and improve work processes and policies.

- Turnaround time to be maintained.

Designation: Head - Risk

Location: Mumbai (Thane)

Amit Ladha
Ans Placements Pvt Ltd
09898000709