We are looking for a Regulatory Compliance Head for a Credit Rating company.
Location : Gurgaon
Role & Responsibilities :
- Serve as the principal point of contact on compliance matters for the company
- Provide direction and oversight to company's compliance team, to ensure that compliance program is effective in detecting, preventing and responding to non- compliance
- Supervise compliance team, with dotted line reporting to Oversee relationships with regulatory authorities
- Coordinate compliance efforts globally, as part of a network of regional compliance colleagues and with centralized compliance functions
- Conduct ongoing compliance monitoring
- Advise/train employees on relevant codes, policies and procedures
- Provide other periodic compliance training as appropriate
- Participate in and support ad hoc projects, as requested
- Spot issues, analyse compliance exception trends, and recommend remedial actions to senior management within assigned lines of business
- Formulation of various compliance codes, policies and procedures, promote consistency across jurisdictions, and facilitate escalation and appropriate resolution of compliance issues
Qualification : Law Graduate from reputed university, CS will be added advantage
Experience : in BFSI or Credit Rating Company
Interested Candidates with excellent knowledge in Regulatory Compliance must apply for this role.
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