Head - Operation - Broking House

- Responsibility for entire operations of Process of Securities/Funds, Pay-In /Pay-Out, RiskManagement, Reconciliations, Pledge /Un-pledge, Collateral management and MIS report And System implementation.

- Managing, Controlling and educating teams responsible for processing of all products including stock broking, DP, Mutual fund distribution, advisory

- Handling activities related to buy back, offer for sale, corporate actions (Cash and Non Cash),

- Ensuring smooth functioning of client pledge / unpledged / re-pledge of securities related activities

- Formulating operational strategies along with business teams

- Ensuring timely operational reporting related to Exchanges and SEBI related to daily margin

- Reporting of clients, enhanced risk-based supervision, daily monitoring of client collaterals, sending of contract notes, daily margin statements, and other periodic submissions.

- Coordinating and timely providing accurate data during half yearly /Yearly internal audits, system audits, Exchanges and SEBI Inspections,

- Mentoring the team to ensure high level of accuracy and timely execution

- Maintaining Sufficient Margin with the Clearing Member for Cash/Derivatives towards ABC

- Effectively managing New onboarding client within TAT

- Effectively monitoring reconciliation of Funds /Securities / UCC