Head - Legal Insolvency - LLB - Asset Reconstruction Firm

Job Designation: Head Legal

Experience: 15 to 25 years

Qualification: LLB

Experience in Asset Reconstruction Company is preferred.

Job Description:

Assist in the establishment and maintenance of processes and controls so that the day-to- day business activities are in compliance with applicable laws and that any breaches of such laws, rules, regulations and internal policies are detected.

Provide a proactive and expert compliance advisory service.

Development of policies and procedures and other documents governing business activities, such as manuals, codes of conduct, practice notes, and the like, to comply with applicable laws, rules and regulations.

Assess the adequacy of compliance policies, procedures and guidelines, resolve any identified deficiencies, and formulate proposals for revisions or amendments.

Identify, investigate and resolve indications of violations to the Company's internal policies, systems and controls or to applicable laws, rules or regulations.

Periodically report to senior management on the effectiveness of the Company's compliance program

Keep abreast of regulatory developments or other matters affecting the business activities, systems and controls and Communicate changes to policies, procedures and regulatory requirements and oversee implementation thereof.

Partnering, as appropriate, with business and support groups to manage relationships with regulators and assist with the Company's response to regulatory investigations including attending to regulatory inspections and audits and be regulatory interface for the SBU.

About Our Client:

Our Client is a financial advisory firm engaged in the services of Insolvency professional under new Insolvency and Bankruptcy Code (IBC) in India.

Bharti Dhar