Head - KYC & CMS - Investment Bank - APAC Region

This is regarding an opening with IB based- Noida for Head of APAC - KYC & CMS .

PFB Job description :

Job Title: Head of KYC Onboarding and EDD

Location: Noida

- Functional accountability of Wholesale Onboarding and Client Management Services teams for APAC region that includes Client Onboarding, E-Trading, Funds and Global Product Onboarding

- Manage KYC and Onboarding BAU Functions, including providing leadership for KYC production teams, oversight for relevant projects and remediation, risk and control objectives and stakeholder management.

- Manage Client Management Services (CMS) BAU Functions, including providing leadership for eTrading, Fund Onboarding and Product Onboarding production teams, oversight for relevant projects and remediation, risk and control objectives and stakeholder management.

- Support policy, procedure, and regulatory change, in particular in Asia. In addition, support all audits and regulatory inspections where necessary.

- Provide leadership for Asia Wholesale Onboarding team and the wider Operations Community

What will you be doing?

- Provide governance and oversight for Asia KYC, Onboarding and Enhanced Due Diligence (EDD) with coverage across Singapore, Hong Kong, India, Japan and Shanghai.

- Manage Stakeholder engagement, including provision of periodic updates, prioritization according to business initiatives, and escalations

- Provide manager's approval where applicable in line with KYC policies and procedures

- Ensure compliance with policies and procedures, with appropriate controls in place and timely periodic review of processes

- Partner Risk & Control Officer and Client Rigour to continuously assess and maintain appropriate controls

- Ensure quality of KYC through quality assurance framework, which includes continuous education and second-level verification

- Liaise with other departments including Legal, GFRM, Salespersons, Compliance, COO etc., in ensuring appropriate and successful completion of Onboarding Clients in Asia.

- Manage Client Management Services (CMS) BAU Functions, including providing leadership for eTrading, Fund Onboarding and Product Onboarding production teams, oversight for relevant projects and remediation, risk and control objectives and stakeholder management.

- Provide governance and oversight for CMS teams, including eTrading, Funds Onboarding and Global Products Onboarding.

- Manage Stakeholder engagement, including provision of periodic updates, prioritization according to business initiatives, and escalations

- Ensure compliance with policies and procedures, with appropriate controls in place and timely periodic review of processes

If you find it suitable or if you have any reference for this position, kindly share the updated CV and following details :

- Current Company :
- Current Designation : ___________ Since ________
- Total Exp:
- Relevant Exp:
- Current CTC :
- Exp CTC:
- Notice Period :
- Reason for Job Change :
- Current Location
- Preferred Location
- Reporting to :
- Handling a team of :

Tejashree Waradkar
Recruitment Consultant @ Black Turtle