Head - Compliance Testing - Bank

A leading private bank is hiring for Head of Compliance Testing

Location - Mumbai

Experience - 10+ Years

Qualification - Post Graduate

Responsibilities

- Designing, delivering and maintaining best-in-class Compliance practices

- Managing a team of Compliance professionals

- Preparation of Compliance Testing plan.

- Managing the Compliance Testing Team to ensure that the compliance reviews are completed as per the approved Compliance Testing Plan.

- Finalization of compliance testing scope , ensuring sample selection in line with policy guidelines

- Review of the Compliance Testing observation, Discussion with stakeholders and finalization of compliance testing report

- Ensure proper documentation and working papers are maintained for all the compliance testing conducted.

- Interact with the Senior an Top management of the Bank relating to activities pertaining to Compliance Testing

- Ensuring timely closure of open issue, regular follow up with stakeholder and publishing of MIS to Top Management

- Preparation of ACB Note on Compliance Testing Report and Compliance Testing Open Points