Head - Compliance - NBFC - CA

Position : Compliance Head

Location : Bangalore

Industry : NBFC

Qualification : CA

Experience : 2+ Yrs with Banking or NBFC

Key Responsibilities :

- To review policies and procedures that will help the company meet its sales and risk management goals.

- Timely review and revise the existing policies to comply with RBI regulations.

- Monitoring and evaluating active accounts, Audit remarks to reduce or prevent bad debts

- Closely monitor deviations in the SOPs in the KYC and appraisal process.

- Assess Changes in Largest Exposures

- Assess Credit Information companies ratings for large exposures

- Assess adequacy of loan provisions

- Review if concentrations are within stipulated limits

- Build and ensure risk reports reach all relevant parties

- Identify significant risks, if any with top management

- Ensure all transactions have full and proper documentation

- Ensure adherence to all regulatory and Statutory guidelines.

- Ensure regular regulatory engagements.